RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• F• F••••••
- S••••• F••••••••• L•• BD affiliated currentsince Mar 9, 2026 · Cincinnati, Oh
- W•••• F•••• A••••••• wirehouseAug 9, 2023 to Mar 10, 2026 · Cincinnati, Oh
- U••• B•••••• I••••••••• I••• formerDec 1, 2014 to Oct 12, 2016 · Cincinnati, Oh
- W•••••• C•••••• A•••••••• L•• unclassifiedJun 4, 2012 to Dec 1, 2014 · Cincinnati, Oh
- S•••••• W••••• C•••••• unclassifiedApr 30, 2009 to May 16, 2012 · Cincinnati, Oh
- U•• F•••••••• S••••••• I••• wirehouseNov 2, 2007 to May 13, 2009 · Cincinnati, Oh
- W•••• F•••• A••••••• to S••••• F••••••••• L••left Mar 10, 2026, registered Mar 9, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Oct 12, 2016, registered Aug 9, 2023 (2492 days) · Other
- W•••••• C•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••left Dec 1, 2014, registered Dec 1, 2014 (0 days) · Other
- S•••••• W••••• C•••••• to W•••••• C•••••• A•••••••• L••left May 16, 2012, registered Jun 4, 2012 (19 days) · Other
- U•• F•••••••• S••••••• I••• to S•••••• W••••• C••••••left May 13, 2009, registered Apr 30, 2009 (-13 days) · Other
- C•••••• F• F•••••• left W•••• F•••• A••••••• for S••••• F••••••••• L•• (registered 2026-03-09)Mar 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address