RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• P• B•••••••
- E••••• J•••• national BD currentsince Jun 22, 2022 · Strongsville, Oh
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Jun 14, 2022 · Cleveland, Oh
- N•••••• I••••••••• I••• unclassifiedJul 10, 2008 to Nov 13, 2009 · Cleveland, Oh
- 1•• D••••••• B••••••••• I••• independent RIAJan 3, 2008 to Mar 11, 2008 · North Royalton, Oh
- P•• W••••• M••••••••• to E••••• J••••left Jun 14, 2022, registered Jun 22, 2022 (8 days) · Affiliated broker-dealer or bank to another
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- 1•• D••••••• B••••••••• I••• to N•••••• I••••••••• I•••left Mar 11, 2008, registered Jul 10, 2008 (121 days) · Other
- J•••• P• B••••••• left P•• W••••• M••••••••• for E••••• J•••• (registered 2022-06-22)Jun 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address