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Registered advisor
A••••• J•••• M••••
Feed of 09/14/2026
Also filed as Andrew Mason
At current firm
1 y
since Mar 31, 2025
In the industry
19 y
since Sep 1, 2007 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Exton, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 15, 2023 to Mar 31, 2025 · Villanova, Pa
- P•••• S••••••••• L•• no RAUMJun 13, 2023 to Nov 15, 2023 · Exton, Pa
- C••••••• S••••••••• I••• BD affiliatedJan 3, 2023 to Jun 9, 2023 · Doylestown, Pa
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Dec 31, 2022 · Radnor, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 6, 2019 to Jan 4, 2023 · Radnor, Pa
- T• A••••••••• I••• formerMar 6, 2019 to Oct 14, 2022 · Radnor, Pa
- V••••••• A•••••••• I••• BD affiliatedJan 15, 2015 to Mar 1, 2019 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 15, 2023, registered Dec 15, 2023 (30 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to P•••• S••••••••• L••left Jun 9, 2023, registered Jun 13, 2023 (4 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Jan 4, 2023, registered Jan 26, 2022 (-343 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to C••••••• S••••••••• I•••left Dec 31, 2022, registered Jan 3, 2023 (3 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Mar 6, 2019 (-1318 days) · corporate re-registration, not a move
- V••••••• A•••••••• I••• to T• A••••••••• I•••left Mar 1, 2019, registered Mar 6, 2019 (5 days) · Other
Signals
- A••••• J•••• M•••• left P•••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-12-15)Nov 15, 2023 · Advisor changed firm · fact
- A••••• J•••• M•••• left C••••••• S••••••••• I••• for P•••• S••••••••• L•• (registered 2023-06-13)Jun 9, 2023 · Advisor changed firm · fact
- A••••• J•••• M•••• left C•••••• S••••• • C••• I••• for C••••••• S••••••••• I••• (registered 2023-01-03)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address