RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• L••••• J••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Austin, Tx
- B••• S••••••••• L•• formerFeb 1, 2018 to Feb 17, 2021 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 4, 2016 to Jan 31, 2018 · Austin, Tx
- C••• F•••••••• S•••••••• L••• formerOct 22, 2014 to Dec 1, 2015 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseDec 2, 2013 to Oct 13, 2014 · Largo, Fl
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• S••••••••• L••left Jan 31, 2018, registered Feb 1, 2018 (1 days) · Other
- C••• F•••••••• S•••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 1, 2015, registered Jan 4, 2016 (34 days) · Other
- J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left Oct 13, 2014, registered Oct 22, 2014 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address