L•••• A••••

• W•••• F•••• A••••••• wirehouse current
  since Aug 24, 2023 · Summit, Nj
• P•••• S••••••••• L•• no RAUM
  Jan 3, 2022 to Aug 28, 2023 · Newark, Nj
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Nov 27, 2021 · Brooklyn, Ny
• C•••• I••••••••• S••••••• C•••• former
  Feb 21, 2012 to Oct 1, 2012 · Brooklyn, Ny

• P•••• S••••••••• L•• to W•••• F•••• A•••••••
  left Aug 28, 2023, registered Aug 24, 2023 (-4 days) · Affiliated broker-dealer or bank to wirehouse
• J••• M••••• S••••••••• L•• to P•••• S••••••••• L••
  left Nov 27, 2021, registered Jan 3, 2022 (37 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

• ••• Locked
  Aug 28, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address