DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sharlyn Yap Leh
Feed of 09/14/2026
Also filed as Sharlyn Leh
At current firm
0 y
since Nov 12, 2025
In the industry
16 y
since Nov 16, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Orion Portfolio Solutions, LLC BD affiliated currentsince Nov 12, 2025 · Omaha, Ne
- Assetmark, Inc. BD affiliatedJun 23, 2015 to Aug 13, 2025 · Concord, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 19, 2013 to Jun 9, 2014 · San Francisco, Ca
- Morgan Stanley wirehouseNov 17, 2009 to Apr 12, 2013 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Assetmark, Inc. to Orion Portfolio Solutions, LLCleft Aug 13, 2025, registered Nov 12, 2025 (91 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Assetmark, Inc.left Jun 9, 2014, registered Jun 23, 2015 (379 days) · Other
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 12, 2013, registered Apr 19, 2013 (7 days) · Wirehouse to wirehouse
Signals
- Sharlyn Yap Leh left Assetmark, Inc. for Orion Portfolio Solutions, Llc (registered 2025-11-12)Aug 13, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address