RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P•••••• F••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Dec 11, 2025 · Center Valley, Pa
- L•• F•••••••• L•• BD affiliatedMay 24, 2021 to Dec 4, 2025 · Nazareth, Pa
- T••••••••• R••••••••• A•••••••• L•• BD affiliatedFeb 20, 2018 to May 5, 2021 · Nazareth, Pa
- P••• A••••• S••••••••• L•• BD affiliatedOct 8, 2013 to Feb 10, 2018 · New York, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 28, 2010 to Sep 30, 2013 · Center Valley, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 31, 2009 to Feb 23, 2010 · Pennington, Nj
- U•• F•••••••• S••••••• I••• wirehouseOct 6, 2008 to Oct 20, 2008 · Bethlehem, Pa
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 4, 2025, registered Dec 11, 2025 (7 days) · Affiliated broker-dealer or bank to another
- T••••••••• R••••••••• A•••••••• L•• to L•• F•••••••• L••left May 5, 2021, registered May 24, 2021 (19 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to T••••••••• R••••••••• A•••••••• L••left Feb 10, 2018, registered Feb 20, 2018 (10 days) · Other
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Sep 30, 2013, registered Oct 8, 2013 (8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Feb 23, 2010, registered Jun 28, 2010 (125 days) · Other
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 20, 2008, registered Mar 31, 2009 (162 days) · Wirehouse to wirehouse
- T••••• P•••••• F•••••• left L•• F•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-12-11)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address