RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• A••••• C•••••••
- A••••• W••••• independent RIA currentsince Apr 2, 2021 · Atlanta, Ga
- C••••••• W••••• M••••••••• L•• unclassifiedMar 27, 2017 to Feb 4, 2022 · Atlanta, Ga
- B••••••••• W••••• A•••••••• L•• no RAUMJul 21, 2014 to Apr 29, 2020 · Atlanta, Ga
- G••••• F•••••••• P•••••• C••••••• I••• formerJul 8, 2010 to Nov 16, 2011 · Kennesaw, Ga
- C••••••• W••••• M••••••••• L•• unclassifiedJul 27, 2009 to Dec 31, 2016 · Atlanta, Ga
- P••••••••• S••••••••• C••••••••• independent RIASep 4, 2008 to Jan 26, 2009 · Kennesaw, Ga
- C••••••• W••••• M••••••••• L•• unclassifiedOct 26, 2007 to Aug 18, 2008 · Atlanta, Ga
- C••••••• W••••• M••••••••• L•• to A••••• W•••••left Feb 4, 2022, registered Apr 2, 2021 (-308 days) · Other
- B••••••••• W••••• A•••••••• L•• to C••••••• W••••• M••••••••• L••left Apr 29, 2020, registered Mar 27, 2017 (-1129 days) · Other
- C••••••• W••••• M••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Dec 31, 2016, registered Jul 8, 2010 (-2368 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• W••••• A•••••••• L••left Nov 16, 2011, registered Jul 21, 2014 (978 days) · Other
- P••••••••• S••••••••• C••••••••• to C••••••• W••••• M••••••••• L••left Jan 26, 2009, registered Jul 27, 2009 (182 days) · Other
- C••••••• W••••• M••••••••• L•• to P••••••••• S••••••••• C•••••••••left Aug 18, 2008, registered Sep 4, 2008 (17 days) · Other
- P•••••• A••••• C••••••• left C••••••• W••••• M••••••••• L•• for A••••• W••••• (registered 2021-04-02)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address