RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• W••••••••• W••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 13, 2025 · Ocala, Fl
- M••••• S•••••• wirehouseAug 1, 2014 to Feb 25, 2025 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 16, 2011 to Aug 4, 2014 · New York, Ny
- S••• W••••• M••••••••• L•• formerMay 28, 2010 to Oct 12, 2011 · Morristown, Nj
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jun 2, 2010 · Morristown, Nj
- A• G• E•••••• • S•••• I••• unclassifiedNov 22, 2007 to Jan 1, 2008 · Moristown, Nj
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 25, 2025, registered Feb 13, 2025 (-12 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 4, 2014, registered Aug 1, 2014 (-3 days) · Wirehouse to wirehouse
- S••• W••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 12, 2011, registered Dec 16, 2011 (65 days) · Other
- W•••• F•••• A••••••• to S••• W••••• M••••••••• L••left Jun 2, 2010, registered May 28, 2010 (-5 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- K••••• W••••••••• W•••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-02-13)Feb 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address