RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H•••••••
- E•••• S••••••••• L•• BD affiliated currentsince Feb 10, 2026 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJan 28, 2016 to Sep 12, 2024 · New York, Ny
- M••••• S•••••• wirehouseJul 25, 2014 to Jan 4, 2016 · New York, Ny
- U•• F•••••••• S••••••• I••• to E•••• S••••••••• L••left Sep 12, 2024, registered Feb 10, 2026 (516 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jan 4, 2016, registered Jan 28, 2016 (24 days) · Wirehouse to wirehouse
- M•••••• H••••••• left U•• F•••••••• S••••••• I••• for E•••• S••••••••• L•• (registered 2026-02-10)Sep 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address