RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• R•••••• P•••••••
- T•••• P••••••• G•••• state registered currentsince Dec 21, 2023 · Austin, Tx
- K••••• F•••••••• G••••• I••• formerOct 10, 2022 to Dec 20, 2023 · Rapid City, Sd
- S••••••• F•••••••• S•••••••• I••• formerJun 2, 2016 to Sep 15, 2022 · Austin, Tx
- C•• S••••••••• L•• formerJun 2, 2016 to Oct 21, 2021 · Austin, Tx
- M•• F•••••••• S•••••••• I••• BD affiliatedMar 4, 2016 to May 16, 2016 · Austin, Tx
- K••••• F•••••••• G••••• I••• to T•••• P••••••• G••••left Dec 20, 2023, registered Dec 21, 2023 (1 days) · RIA to a state-registered adviser
- S••••••• F•••••••• S•••••••• I••• to K••••• F•••••••• G••••• I•••left Sep 15, 2022, registered Oct 10, 2022 (25 days) · RIA to RIA
- C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 21, 2021, registered Jun 2, 2016 (-1967 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to C•• S••••••••• L••left May 16, 2016, registered Jun 2, 2016 (17 days) · Other
- B•••••• R•••••• P••••••• left K••••• F•••••••• G••••• I••• for T•••• P••••••• G•••• (registered 2023-12-21)Dec 20, 2023 · Advisor changed firm · fact
- B•••••• R•••••• P••••••• left S••••••• F•••••••• S•••••••• I••• for K••••• F•••••••• G••••• I••• (registered 2022-10-10)Sep 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address