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Registered advisor
C•••••• J•••• C••••••
Feed of 09/14/2026
Also filed as C•••••• C••••••
At current firm
1 y
since Feb 5, 2025
In the industry
18 y
since Dec 18, 2007 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Feb 5, 2025 · Manhasset, Ny
- M••••• S•••••• wirehouseJul 19, 2023 to Apr 11, 2024 · Garden City, Ny
- J••• M••••• S••••••••• L•• wirehouseJul 31, 2019 to Jul 2, 2023 · Bethesda, Md
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 28, 2016 to Jul 16, 2018 · Washington, Dc
- S••••••• I••••••••• S•••••••• I••• formerJun 6, 2013 to Dec 31, 2016 · Washington, Dc
- W•••• F•••• A••••••• wirehouseNov 2, 2012 to Apr 12, 2013 · Bethesda, Md
All 7 prior registrationsShow fewer
- P•• W••••• M••••••••• BD affiliatedFeb 20, 2009 to Sep 25, 2012 · Washington, Dc
- A••••••••• F•••••••• S•••••••• L•• national BDDec 19, 2007 to Dec 18, 2008 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• E••••••••• L••left Apr 11, 2024, registered Feb 5, 2025 (300 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jul 2, 2023, registered Jul 19, 2023 (17 days) · Wirehouse to wirehouse
- T••••• A••••••• S•••••••• I••• to J••• M••••• S••••••••• L••left Jul 16, 2018, registered Jul 31, 2019 (380 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 28, 2016 (-94 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Apr 12, 2013, registered Jun 6, 2013 (55 days) · Other
All 7 movesShow fewer
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Sep 25, 2012, registered Nov 2, 2012 (38 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Dec 18, 2008, registered Feb 20, 2009 (64 days) · Other
Signals
- ••• LockedApr 11, 2024 · Advisor changed firm · fact
- ••• LockedJul 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address