RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• S•••• K•••••••
- M•• F•••••••• S•••••••• I••• BD affiliated currentsince Jan 5, 2026 · Fond Du Lac, Wi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedFeb 15, 2008 to May 19, 2011 · Eden, Wi
- T••••••• I••••••••• M••••••••• I••• to M•• F•••••••• S•••••••• I•••left May 19, 2011, registered Jan 5, 2026 (5345 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address