O•••••• S•••••••••

• W•••• F•••• A••••••• wirehouse current
  since Apr 6, 2022 · Pasadena, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Feb 9, 2022 · Los Angeles, Ca
• C•••• I••••••••• S••••••• C•••• former
  Apr 9, 2010 to Oct 1, 2012 · Culver City, Ca
• A••••••••• F•••••••• S•••••••• L•• national BD
  Dec 10, 2007 to Apr 7, 2010 · Newport Beach, Ca

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Feb 9, 2022, registered Apr 6, 2022 (56 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••
  left Apr 7, 2010, registered Apr 9, 2010 (2 days) · Other

• ••• Locked
  Feb 9, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address