DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Robert Osgood
Feed of 09/14/2026
Also filed as Michael R Osgood
At current firm
4 y
since Apr 26, 2022
In the industry
18 y
since Feb 7, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 26, 2022 · Dubuque, Ia
- Balefire, LLC independent RIAJul 31, 2018 to Apr 28, 2022 · Dubuque, Ia
- Balefire, LLC independent RIADec 3, 2015 to Dec 31, 2017 · East Dubuque, Il
- Cuna Brokerage Services, Inc. formerFeb 26, 2013 to Dec 2, 2015 · West Des Moines, Ia
- Cetera Investment Services LLC formerSep 9, 2011 to Apr 25, 2012 · Clive, Ia
- Morgan Stanley wirehouseJun 7, 2010 to Sep 9, 2011 · West Des Moines, Ia
- Edward Jones national BDFeb 8, 2008 to Mar 15, 2010 · Iowa Falls, Ia
Moves
a registration end followed by a registration begin elsewhere
- Balefire, LLC to LPL Financial LLCleft Apr 28, 2022, registered Apr 26, 2022 (-2 days) · RIA to RIA · moved with a team
- Cuna Brokerage Services, Inc. to Balefire, LLCleft Dec 2, 2015, registered Dec 3, 2015 (1 days) · Other
- Cetera Investment Services LLC to Cuna Brokerage Services, Inc.left Apr 25, 2012, registered Feb 26, 2013 (307 days) · Other
- Morgan Stanley to Cetera Investment Services LLCleft Sep 9, 2011, registered Sep 9, 2011 (0 days) · Other
- Edward Jones to Morgan Stanleyleft Mar 15, 2010, registered Jun 7, 2010 (84 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Michael Robert Osgood left Balefire, Llc for Lpl Financial Llc (registered 2022-04-26)Apr 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address