DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chris C Lascarides
Feed of 09/14/2026
Also filed as Chris Lascarides
At current firm
4 y
since Jan 28, 2022
In the industry
18 y
since Nov 29, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Jan 28, 2022 · Malvern, Pa
- LPL Financial LLC BD affiliatedJun 9, 2021 to Oct 8, 2021 · Reading, Pa
- M&T Securities, Inc. unclassifiedJan 24, 2020 to Jun 9, 2021 · Baltimore, Md
- Vicus Capital, Inc. independent RIAApr 13, 2012 to Jan 6, 2020 · Denver, Pa
- Edward Jones national BDDec 13, 2007 to Apr 2, 2012 · Ephrata, Pa
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Vanguard Advisers, Inc.left Oct 8, 2021, registered Jan 28, 2022 (112 days) · Affiliated broker-dealer or bank to another
- M&T Securities, Inc. to LPL Financial LLCleft Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- Vicus Capital, Inc. to M&T Securities, Inc.left Jan 6, 2020, registered Jan 24, 2020 (18 days) · Other
- Edward Jones to Vicus Capital, Inc.left Apr 2, 2012, registered Apr 13, 2012 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address