RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A•••• L••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 11, 2025 · Fairless Hills, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 31, 2009 to Nov 19, 2009 · Pennington, Nj
- B•••••••• I••••••••• M••••••••• L•• asset managerDec 3, 2007 to Dec 4, 2008 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Nov 19, 2009, registered Apr 11, 2025 (5622 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 4, 2008, registered Mar 31, 2009 (117 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address