RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• M•••••• M•••••
- V••••••• A•••••••• I••• BD affiliated currentsince Dec 4, 2025 · Malvern, Pa
- M••••• S•••••• wirehouseApr 5, 2022 to Nov 10, 2025 · West Conshohocken, Pa
- V••••••• A•••••••• I••• BD affiliatedDec 13, 2016 to Apr 6, 2022 · Malvern, Pa
- M••••• S•••••• to V••••••• A•••••••• I•••left Nov 10, 2025, registered Dec 4, 2025 (24 days) · Wirehouse to affiliated broker-dealer or bank
- V••••••• A•••••••• I••• to M••••• S••••••left Apr 6, 2022, registered Apr 5, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- P••• M•••••• M••••• left M••••• S•••••• for V••••••• A•••••••• I••• (registered 2025-12-04)Nov 10, 2025 · Advisor changed firm · fact
- P••• M•••••• M••••• left V••••••• A•••••••• I••• for M••••• S•••••• (registered 2022-04-05)Apr 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address