RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• H••••• R••••
- C•••••• F•••••••• P••••••• independent RIA currentsince Jun 1, 2020 · Haddon Heights, Nj
- M••••• S•••••• wirehouseJul 5, 2011 to Jun 5, 2020 · Marlton, Nj
- T• W••••• M••••••••• S••••••• I••• unclassifiedMar 27, 2008 to Jul 10, 2009 · Cherry Hill, Nj
- M••••• S•••••• to C•••••• F•••••••• P•••••••left Jun 5, 2020, registered Jun 1, 2020 (-4 days) · Wirehouse to independent RIA
- T• W••••• M••••••••• S••••••• I••• to M••••• S••••••left Jul 10, 2009, registered Jul 5, 2011 (725 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address