DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• F•••••••• P•••••••
Legal name C•••••• F•••••••• P•••••••• L••
Latest filing Jul 21, 2026
First filing on the tape Feb 24, 2018 · 25 filings
SEC status approved since Mar 26, 2018
RAUM
$490M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
99%
$486M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$70.1M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$490M as of Jul 21, 2026
Jan 31, 2019$113M then
HNW client RAUM$305M as of Jul 21, 2026
Jan 31, 2019$51.7M then
State-registered IARs (5.B.3)6 as of Jul 21, 2026
Jan 31, 20195 then
Employees (5.A)7 as of Jul 21, 2026
Jan 31, 20195 then
Private funds: no history
RAUM +24% over the last fiscal year+28% a year over threeIARs 6 to 6offices 2 to 3
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $70.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $310,015derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$305M62%
- Individuals$181M37%
- Pension and profit-sharing plans$3.5M0.7%
- Charitable organizations$845,9450.2%
- Individual clients
- 319reported
- HNW clients
- 108reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 1,582reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• R•••••• J••••Certified Financial Planner | Haddon Heights, Nj | Jul 31, 2009 | 18 y | 1 |
| E••• N•••• P•••••Certified Financial Planner | Charlottesville, Va | Dec 3, 2013 | 12 y | 1 |
| D•••• A•••• A•••••••••Certified Financial Planner | Haddon Heights, Nj | Apr 1, 2019 | 12 y | 0 |
| K••• H••••• R••••Certified Financial Planner | Haddon Heights, Nj | Jun 1, 2020 | 18 y | 2 |
| T••••• P•••••• D••••• | Haddon Heights, Nj | Sep 2, 2024 | 10 y | 0 |
| B••••••• J•••• P•••• | Haddon Heights, Nj | Oct 16, 2024 | 17 y | 2 |
| J•••• R• W•••••Certified Financial Planner | Haddon Heights, Nj | Mar 15, 2025 | 14 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B••••••• J•••• P•••• to M•••••••••Apr 13, 2022 · Other
- J••• P••••• F••••••• to R•••••••• F•••••••• L••Jul 1, 2019 · RIA to a state-registered adviser
Joined, latest
- J•••• R• W••••• from B••• R••• F•••••••• G••••Mar 15, 2025 · RIA to RIA
- B••••••• J•••• P•••• from M•••••••••Oct 16, 2024 · Other
- K••• H••••• R•••• from M••••• S••••••Jun 1, 2020 · Wirehouse to independent RIA
- J••• P••••• F••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••May 25, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• J••••••• R•••••• · Owner, Principal And Chief Compliance Officercontrolsince 01/2009 · owns 75% or more
- P••••• B•••••••• J•••• · Owner And Principalcontrolsince 05/2012 · owns 5% to 10%
- P•••••• E••• · Principal And Financial Plannercontrolsince 12/2016 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Haddon Heights, Nj · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlottesville, VA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,509 to 1,582Nov 20, 2025 to Mar 17, 2026
- HNW clients · 91 to 108Nov 20, 2025 to Mar 17, 2026
- Individual clients · 333 to 319Nov 20, 2025 to Mar 17, 2026
- Pension plan clients · unset to 5.0Nov 20, 2025 to Mar 17, 2026
- Discretionary RAUM · $255M to $343MNov 20, 2025 to Mar 17, 2026
- HNW RAUM · $239M to $305MNov 20, 2025 to Mar 17, 2026
- Individual RAUM · $154M to $181MNov 20, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $140M to $148MNov 20, 2025 to Mar 17, 2026
- Pension RAUM · $1.1M to $3.5MNov 20, 2025 to Mar 17, 2026
- RAUM · $395M to $490MNov 20, 2025 to Mar 17, 2026
- Financial planning clients · 251-500 to 251-500Mar 20, 2025 to Jun 12, 2025
- Other offices · 2 to 3Mar 20, 2025 to Jun 12, 2025
- Accounts · 1,309 to 1,509Sep 6, 2024 to Mar 20, 2025
- Advisory employees · 5 to 6Sep 6, 2024 to Mar 20, 2025
- HNW clients · 85 to 91Sep 6, 2024 to Mar 20, 2025
- Individual clients · 305 to 333Sep 6, 2024 to Mar 20, 2025
- Employees · 6 to 7Sep 6, 2024 to Mar 20, 2025
- State-registered IARs · 5 to 6Sep 6, 2024 to Mar 20, 2025
- Discretionary RAUM · $187M to $255MSep 6, 2024 to Mar 20, 2025
- HNW RAUM · $183M to $239MSep 6, 2024 to Mar 20, 2025
- Individual RAUM · $124M to $154MSep 6, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $121M to $140MSep 6, 2024 to Mar 20, 2025
- Pension RAUM · unset to 1060452.0Sep 6, 2024 to Mar 20, 2025
- RAUM · $308M to $395MSep 6, 2024 to Mar 20, 2025
- Accounts · 1,178 to 1,309Aug 30, 2023 to Jan 24, 2024
- Advisory employees · 4 to 5Aug 30, 2023 to Jan 24, 2024
- Advisory activities · 6 to 4Aug 30, 2023 to Jan 24, 2024
- HNW clients · 81 to 85Aug 30, 2023 to Jan 24, 2024
- Individual clients · 281 to 305Aug 30, 2023 to Jan 24, 2024
- Assets in custody · 6525458.0 to unsetAug 30, 2023 to Jan 24, 2024
- Custody of client assets · true to falseAug 30, 2023 to Jan 24, 2024
- State-registered IARs · 4 to 5Aug 30, 2023 to Jan 24, 2024
- Discretionary RAUM · $139M to $187MAug 30, 2023 to Jan 24, 2024
- HNW RAUM · $145M to $183MAug 30, 2023 to Jan 24, 2024
- Individual RAUM · $88.6M to $124MAug 30, 2023 to Jan 24, 2024
- Non-discretionary RAUM · $94.7M to $121MAug 30, 2023 to Jan 24, 2024
- Pension RAUM · 0.0 to unsetAug 30, 2023 to Jan 24, 2024
- RAUM · $234M to $308MAug 30, 2023 to Jan 24, 2024
- Other offices · 1 to 2Feb 20, 2023 to Aug 30, 2023
- Accounts · 1,364 to 1,178Nov 9, 2022 to Feb 20, 2023
Signals
2 dated events
- B••••••• J•••• P•••• left C•••••• F•••••••• P••••••• for Myfinancialanswers (registered 2017-07-24)Apr 13, 2022 · Advisor changed firm · fact
- C•••••• F•••••••• P••••••• filed its initial SEC registration (Form ADV)Feb 24, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cypressplanning.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 434-270-0079reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 856-720-0029reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/cypress-financial-planningreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cypressplanning.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (856) 720-0027reportedpublic record, Form ADV, Jul 21, 2026
- Team page
- cypressplanning.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026