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Registered advisor
T•••••• M•••• S•••
Feed of 09/14/2026
Also filed as T•••••• M•••• Bellmore
At current firm
2 y
since Jun 14, 2024
In the industry
18 y
since Nov 20, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Marquette, Mi
- S••••••••• A•••••• A•••••••• I••• formerJan 3, 2023 to Jun 14, 2024 · Marquette, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 13, 2021 to Jan 24, 2023 · Marquette, Mi
- O• I••••••••• M••••••••• C• BD affiliatedSep 12, 2017 to Feb 10, 2022 · Marquette, Mi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 25, 2013 to Sep 15, 2017 · Marquette, Mi
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Jan 24, 2023, registered Jan 3, 2023 (-21 days) · Affiliated broker-dealer or bank to another
- O• I••••••••• M••••••••• C• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 10, 2022, registered Dec 13, 2021 (-59 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to O• I••••••••• M••••••••• C•left Sep 15, 2017, registered Sep 12, 2017 (-3 days) · Other
Signals
- T•••••• M•••• S••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for S••••••••• A•••••• A•••••••• I••• (registered 2023-01-03)Jan 24, 2023 · Advisor changed firm · fact
- T•••••• M•••• S••• left O• I••••••••• M••••••••• C• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2021-12-13)Feb 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address