RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• N•••••••• K••••••••
- B•• S••••••••• I••• independent RIA currentsince Oct 25, 2013 · Cedar Rapids, Ia
- P•••••• A•••••• G••••• L•• BD affiliatedDec 19, 2012 to Sep 16, 2013 · Cedar Rapids, Ia
- R•• C•••••• M••••••• L•• national BDJan 1, 2008 to Dec 20, 2012 · Cedar Rapids, Ia
- P•••••• A•••••• G••••• L•• to B•• S••••••••• I•••left Sep 16, 2013, registered Oct 25, 2013 (39 days) · Other
- R•• C•••••• M••••••• L•• to P•••••• A•••••• G••••• L••left Dec 20, 2012, registered Dec 19, 2012 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address