RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W•••••• F•••
- S••••••••• L•• independent RIA currentsince Sep 6, 2018 · Atlanta, Ga
- J••• A•••••••• I••• formerAug 24, 2010 to Sep 4, 2018 · Atlanta, Ga
- G• F•••••••• A•••••••• I••• unclassifiedAug 24, 2010 to Dec 6, 2011 · Atlanta, Ga
- S••••••• F•••••••• S•••••••• I••• formerMay 21, 2010 to Aug 31, 2018 · Atlanta, Ga
- J••• A•••••••• I••• to S••••••••• L••left Sep 4, 2018, registered Sep 6, 2018 (2 days) · RIA to RIA
- S••••••• F•••••••• S•••••••• I••• to G• F•••••••• A•••••••• I•••left Aug 31, 2018, registered Aug 24, 2010 (-2929 days) · Other
- G• F•••••••• A•••••••• I••• to J••• A•••••••• I•••left Dec 6, 2011, registered Aug 24, 2010 (-469 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address