RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••• M••••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Grove, Ok
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · Grove, Ok
- I••••••••• A••••••• S••••••• I•• formerDec 27, 2018 to Jul 17, 2020 · Grove, Ok
- C•••••• G•••• • C• I•• formerDec 18, 2018 to Dec 27, 2018 · Grove, Ok
- L•• F•••••••• L•• BD affiliatedJun 24, 2016 to Dec 26, 2018 · Grove, Ok
- B•• F•••••••• A••••••• BD affiliatedJan 29, 2010 to Jun 24, 2016 · Fayetteville, Ar
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 4, 2010 · Tulsa, Ok
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 4, 2008 to Jun 1, 2009 · Tulsa, Ok
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- C•••••• G•••• • C• I•• to I••••••••• A••••••• S••••••• I••left Dec 27, 2018, registered Dec 27, 2018 (0 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to C•••••• G•••• • C• I••left Dec 26, 2018, registered Dec 18, 2018 (-8 days) · RIA to RIA
- B•• F•••••••• A••••••• to L•• F•••••••• L••left Jun 24, 2016, registered Jun 24, 2016 (0 days) · Other
- M••••• S•••••• to B•• F•••••••• A•••••••left Feb 4, 2010, registered Jan 29, 2010 (-6 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address