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RIA Intelligence
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Registered advisor
W•••••• J••• S•••••
Feed of 09/15/2026
Also filed as W•••••• J. S•••••
At current firm
12 y
since Jan 6, 2014
In the industry
25 y
since Jan 1, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• V••• C•••••• M••••••••• L•• independent RIA currentsince Jan 6, 2014 · Pleasant Grove, Ut
- T•• S•••••••• F•••••••• A••••••• BD affiliatedNov 10, 2010 to Dec 31, 2013 · Pleasant Grove, Ut
- I••••••••• A••••••• I••••••••• I••• unclassifiedJul 13, 2009 to Nov 9, 2010 · Draper, Ut
Moves
a registration end followed by a registration begin elsewhere
- T•• S•••••••• F•••••••• A••••••• to G••••• V••• C•••••• M••••••••• L••left Dec 31, 2013, registered Jan 6, 2014 (6 days) · corporate re-registration, not a move
- I••••••••• A••••••• I••••••••• I••• to T•• S•••••••• F•••••••• A•••••••left Nov 9, 2010, registered Nov 10, 2010 (1 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address