RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K•••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Jul 11, 2023 · Burnsville, Mn
- K••••• F••••••••• I••• state registered currentsince Jan 16, 2020 · Burnsville, Mn
- I••••••••• F•••••••• G••••• L•• BD affiliatedMay 7, 2019 to Jan 19, 2022 · Burnsville, Mn
- K••••• F•••••••• M••••••••• I••• unclassifiedJan 19, 2018 to Dec 27, 2018 · Burnsville, Mn
- F••••••• L•• formerNov 1, 2017 to May 19, 2023 · Burnsville, Mn
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJul 13, 2012 to Nov 6, 2017 · Burnsville, Mn
- F••••••• L•• to K••••• F•••••••• M••••••••• I•••left May 19, 2023, registered Jan 19, 2018 (-1946 days) · Other · moved with a team
- I••••••••• F•••••••• G••••• L•• to K••••• F••••••••• I•••left Jan 19, 2022, registered Jan 16, 2020 (-734 days) · Affiliated broker-dealer or bank to a state-registered adviser
- K••••• F•••••••• M••••••••• I••• to I••••••••• F•••••••• G••••• L••left Dec 27, 2018, registered May 7, 2019 (131 days) · Other · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to F••••••• L••left Nov 6, 2017, registered Nov 1, 2017 (-5 days) · Other · moved with a team
- B•••• K••••• left F••••••• L•• for K••••• F•••••••• M••••••••• I••• (registered 2018-01-19)May 19, 2023 · Advisor changed firm · fact
- B•••• K••••• left I••••••••• F•••••••• G••••• L•• for K••••• F••••••••• I••• (registered 2020-01-16)Jan 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address