DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roger Allen Lingle
Feed of 09/14/2026
At current firm
0 y
since Jan 5, 2026
In the industry
18 y
since Nov 26, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jan 5, 2026 · Raleigh, Nc
- Guardian Wealth Advisors, LLC independent RIAApr 16, 2020 to Jan 5, 2026 · Raleigh, Nc
- Anthem Wealth Management, LLC unclassifiedJul 20, 2017 to Apr 13, 2020 · Raleigh, Nc
- Broad Reach Capital LLC institutionalJan 10, 2014 to Jul 11, 2017 · Raleigh, Nc
- LPL Financial LLC BD affiliatedJan 8, 2008 to Dec 31, 2013 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- Guardian Wealth Advisors, LLC to Cambridge Investment Research Advisors, Inc.left Jan 5, 2026, registered Jan 5, 2026 (0 days) · RIA to affiliated broker-dealer or bank
- Anthem Wealth Management, LLC to Guardian Wealth Advisors, LLCleft Apr 13, 2020, registered Apr 16, 2020 (3 days) · Other
- Broad Reach Capital LLC to Anthem Wealth Management, LLCleft Jul 11, 2017, registered Jul 20, 2017 (9 days) · Other
- LPL Financial LLC to Broad Reach Capital LLCleft Dec 31, 2013, registered Jan 10, 2014 (10 days) · Other
Signals
- Roger Allen Lingle left Guardian Wealth Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2026-01-05)Jan 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address