DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Broad Reach Capital LLC
Latest filing May 21, 2026
First filing on the tape Jul 22, 2024 · 4 filings
SEC status approved since Aug 21, 2024
RAUM
$180M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.6%
$2.8M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$60.2M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$180M as of May 21, 2026
Mar 13, 2025$126M then
HNW client RAUM$2.2M as of May 21, 2026
Mar 13, 2025$2.3M then
State-registered IARs (5.B.3)2 as of May 21, 2026
Mar 13, 20252 then
Employees (5.A)4 as of May 21, 2026
Mar 13, 20254 then
Private funds: no history
RAUM +43% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $60.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 3derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $370,796derivedHNW RAUM over HNW clients
- Average account
- $7.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 95%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$172M95%
- Corporations and businesses$5.6M3.1%
- High-net-worth individuals$2.2M1.2%
- Individuals$586,0250.3%
- Individual clients
- 3reported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.02 fund_share=0.0 institutional_share=0.95 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Aaron Syphers | Raleigh, Nc | Sep 26, 2007 | 27 y | 1 |
| Timothy Lee Smith | Bainbridge, Ga | Jan 10, 2023 | 10 y | 0 |
| John Patrick Vandecar | Raleigh, Nc | Sep 2, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Roger Allen Lingle to Anthem Wealth Management, LLCJul 11, 2017 · Other
Joined, latest
- Roger Allen Lingle from LPL Financial LLCJan 10, 2014 · Other
- Scott Aaron Syphers from Qa3 Financial LLCSep 26, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aaron Scott Syphers · Managing Member/Ccocontrolsince 08/2011 · owns 75% or more
Related persons
Schedule D 7.A
- Broad Reach Reinsurance Company Increal estatey
- Broad Reach Risk Management LLCreal estatey
- Evolution Insurance Company Increal estatey
- Mastwood Insurance Company Increal estatey
- Moose River Insurance Company Increal estatey
- Mrm Insurance Company Increal estatey
- Pag Insurance Company, Inc.real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Raleigh, Nc · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bainbridge, GA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 9, 2026RAUM (Item 5.F) moved from $125,952,819 to $180,469,462 (+43.0%) between the annual amendments of 2025-03-13 and 2026-02-09; the peer median change was +9.0% (93 comparable advisers, 93.0th percentile of changes)peers: institutional managers, $100M to $500M (93) · 93% percentile
What changed
consecutive filings, newest first
- RAUM · $126M to $180MMar 13, 2025 to Feb 9, 2026
- Accounts · 30 to 25Mar 13, 2025 to Feb 9, 2026
- Individual clients · 4 to 3Mar 13, 2025 to Feb 9, 2026
- Discretionary RAUM · $126M to $180MMar 13, 2025 to Feb 9, 2026
- HNW RAUM · $2.3M to $2.2MMar 13, 2025 to Feb 9, 2026
- Individual RAUM · $889,356 to $586,025Mar 13, 2025 to Feb 9, 2026
- Accounts · 27 to 30Jul 22, 2024 to Mar 13, 2025
- Corporate clients · 5 to 4Jul 22, 2024 to Mar 13, 2025
- HNW clients · 9 to 6Jul 22, 2024 to Mar 13, 2025
- Individual clients · unset to 4.0Jul 22, 2024 to Mar 13, 2025
- Financial planning clients · 0 to 0Jul 22, 2024 to Mar 13, 2025
- Discretionary RAUM · $111M to $126MJul 22, 2024 to Mar 13, 2025
- HNW RAUM · $3.2M to $2.3MJul 22, 2024 to Mar 13, 2025
- Individual RAUM · unset to 889356.0Jul 22, 2024 to Mar 13, 2025
- RAUM · $111M to $126MJul 22, 2024 to Mar 13, 2025
Signals
1 dated events
- Broad Reach Capital Llc filed its initial SEC registration (Form ADV)Jul 22, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/broad-reach-partners-llc-ncreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BROADREACHPARTNERSLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 919-309-9325reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026