DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shawn Joseph Mccabe

Gunn & Company Investment Management, Inc.independent RIAJacksonville, FlIA-onlyIAPD 5440059

Certified Financial Planner · Personal Financial Specialist

Feed of 09/14/2026

At current firm

2 y

since Jul 10, 2024

In the industry

18 y

since Jan 9, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gunn & Company Investment Management, Inc. independent RIA current
since Jul 10, 2024 · Jacksonville, Fl
Cps Investment Advisors independent RIA
Jan 2, 2020 to Jul 3, 2024 · Lakeland, Fl
Rse Consulting, LLC unclassified
Dec 6, 2018 to Dec 31, 2019 · Brandon, Fl
N/A unclassified
Jan 7, 2013 to Dec 31, 2015 · Lakeland, Fl
Raymond James Financial Services Advisors, Inc BD affiliated
May 27, 2009 to Apr 26, 2012 · Lakeland, Fl
Johnson Stivender Wealth Advisors, Inc. unclassified
Feb 19, 2008 to Jun 1, 2012 · Lakeland, Fl
Raymond James Financial Services, Inc. unclassified
Jan 17, 2008 to Oct 10, 2009 · Lakeland, Fl

Moves

a registration end followed by a registration begin elsewhere

Cps Investment Advisors to Gunn & Company Investment Management, Inc.
left Jul 3, 2024, registered Jul 10, 2024 (7 days) · RIA to RIA
Rse Consulting, LLC to Cps Investment Advisors
left Dec 31, 2019, registered Jan 2, 2020 (2 days) · Other
N/A to Rse Consulting, LLC
left Dec 31, 2015, registered Dec 6, 2018 (1071 days) · Other
Johnson Stivender Wealth Advisors, Inc. to Raymond James Financial Services Advisors, Inc
left Jun 1, 2012, registered May 27, 2009 (-1101 days) · Other
Raymond James Financial Services Advisors, Inc to N/A
left Apr 26, 2012, registered Jan 7, 2013 (256 days) · Other
Raymond James Financial Services, Inc. to Johnson Stivender Wealth Advisors, Inc.
left Oct 10, 2009, registered Feb 19, 2008 (-599 days) · Other

Signals

Shawn Joseph Mccabe left Cps Investment Advisors for Gunn & Company Investment Management, Inc. (registered 2024-07-10)
Jul 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address