RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H• S••••••
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Sep 4, 2025 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 9, 2020 to Sep 5, 2025 · Birmingham, Al
- W•••• F•••• A••••••• wirehouseJan 5, 2009 to Oct 20, 2020 · Birmingham, Al
- M••••• S•••••• • C•• L•• unclassifiedJan 23, 2008 to Jan 7, 2009 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Sep 5, 2025, registered Sep 4, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 20, 2020, registered Oct 9, 2020 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Jan 7, 2009, registered Jan 5, 2009 (-2 days) · Other
- J•••• H• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2025-09-04)Sep 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address