DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel Whitfield Hodges
Feed of 09/14/2026
Also filed as Sam Hodges
At current firm
5 y
since Apr 6, 2021
In the industry
18 y
since Jan 5, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 6, 2021 · Roanoke, Va
- Suntrust Investment Services, Inc. formerAug 2, 2016 to Dec 31, 2016 · Vinton, Va
- Truist Advisory Services, Inc. BD affiliatedJul 29, 2016 to Apr 6, 2021 · Vinton, Va
- Raymond James Financial Services Advisors, Inc BD affiliatedJun 18, 2014 to Aug 2, 2016 · Bedford, Va
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Jun 18, 2014 · Bedford, Va
- Cetera Investment Services LLC formerJan 11, 2013 to Jan 21, 2014 · St Cloud, Mn
- Msi Financial Services, Inc. formerDec 14, 2009 to Jan 7, 2013 · Roanoke, Va
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Suntrust Investment Services, Inc.left Apr 6, 2021, registered Aug 2, 2016 (-1708 days) · Other
- Suntrust Investment Services, Inc. to LPL Financial LLCleft Dec 31, 2016, registered Apr 6, 2021 (1557 days) · Other
- Raymond James Financial Services Advisors, Inc to Truist Advisory Services, Inc.left Aug 2, 2016, registered Jul 29, 2016 (-4 days) · Other
- Cetera Investment Advisers LLC to Raymond James Financial Services Advisors, Incleft Jun 18, 2014, registered Jun 18, 2014 (0 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to Cetera Investment Services LLCleft Jan 7, 2013, registered Jan 11, 2013 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address