DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• A•• C••••

T••••••• S••••••• A•••••••BD affiliatedChittenango, Ny dual registrantIAPD 5445069

Feed of 09/14/2026

Also filed as M••••• Ann Mosher

At current firm

0 y

since Feb 19, 2026

In the industry

17 y

since Dec 9, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•• F•••••••• S•••••••• I•• independent RIA current
since Jul 13, 2026 · Liverpool, Ny
T••••••• S••••••• A••••••• BD affiliated current
since Feb 19, 2026 · Indianapolis, In
P••••••• I••••••••• L•• BD affiliated
Feb 14, 2022 to Sep 23, 2025 · East Syracuse, Ny
C•••••• G•••• • C• I•• former
Feb 1, 2019 to Feb 15, 2022 · Syracuse, Ny
M••••• S•••••• wirehouse
Jun 18, 2013 to Feb 9, 2017 · Syracuse, Ny
R•• C•••••• M••••••• L•• national BD
Sep 3, 2010 to Oct 26, 2012 · Syracuse, Ny

Moves

a registration end followed by a registration begin elsewhere

P••••••• I••••••••• L•• to T••••••• S••••••• A•••••••
left Sep 23, 2025, registered Feb 19, 2026 (149 days) · Affiliated broker-dealer or bank to another
C•••••• G•••• • C• I•• to P••••••• I••••••••• L••
left Feb 15, 2022, registered Feb 14, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to C•••••• G•••• • C• I••
left Feb 9, 2017, registered Feb 1, 2019 (722 days) · Wirehouse to independent RIA
R•• C•••••• M••••••• L•• to M••••• S••••••
left Oct 26, 2012, registered Jun 18, 2013 (235 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M••••• A•• C•••• left P••••••• I••••••••• L•• for T••••••• S••••••• A••••••• (registered 2026-02-19)
Sep 23, 2025 · Advisor changed firm · fact
M••••• A•• C•••• left C•••••• G•••• • C• I•• for P••••••• I••••••••• L•• (registered 2022-02-14)
Feb 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address