RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••• W••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 24, 2026 · Arvada, Co
- W•••• F•••• A••••••• wirehouseApr 20, 2018 to May 5, 2026 · Fort Collins, Co
- F••••• I••••••••• independent RIAAug 5, 2015 to Mar 20, 2018 · Plano, Tx
- P••••••• C•••••• A••••••• C••••••••• formerJun 4, 2014 to Apr 8, 2015 · Denver, Co
- W•••• F•••• A••••••• wirehouseFeb 13, 2013 to May 28, 2014 · Louisville, Co
- U••• B•••••• I••••••••• I••• formerDec 7, 2010 to Feb 6, 2013 · Golden, Co
- W•••• F•••• I••••••••• L•• unclassifiedFeb 5, 2008 to Dec 13, 2010 · Arvada, Co
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 5, 2026, registered Apr 24, 2026 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- F••••• I••••••••• to W•••• F•••• A•••••••left Mar 20, 2018, registered Apr 20, 2018 (31 days) · RIA to wirehouse
- P••••••• C•••••• A••••••• C••••••••• to F••••• I•••••••••left Apr 8, 2015, registered Aug 5, 2015 (119 days) · Other
- W•••• F•••• A••••••• to P••••••• C•••••• A••••••• C•••••••••left May 28, 2014, registered Jun 4, 2014 (7 days) · Other
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Feb 6, 2013, registered Feb 13, 2013 (7 days) · Other
- W•••• F•••• I••••••••• L•• to U••• B•••••• I••••••••• I•••left Dec 13, 2010, registered Dec 7, 2010 (-6 days) · Other
- B•••• S•••• W•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-04-24)May 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address