G•• K•••• R••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 29, 2021 · Mansfield, Tx
• W•••• F•••• A••••••• wirehouse
  Apr 15, 2016 to Oct 4, 2021 · Mansfield, Tx
• E••••• J•••• national BD
  Sep 25, 2008 to Apr 18, 2016 · Mansfield, Tx

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Oct 4, 2021, registered Sep 29, 2021 (-5 days) · Wirehouse to affiliated broker-dealer or bank
• E••••• J•••• to W•••• F•••• A•••••••
  left Apr 18, 2016, registered Apr 15, 2016 (-3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address