RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D•••• B•••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jan 9, 2026 · Brentwood, Tn
- R•• C•••••• M••••••• L•• national BDSep 30, 2021 to Jan 15, 2026 · New York, Ny
- M••••• S•••••• wirehouseNov 3, 2015 to Oct 26, 2021 · New York, Ny
- R•• C•••••• M••••••• L•• to R••••••••• C•••••• M•••••••••left Jan 15, 2026, registered Jan 9, 2026 (-6 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•• C•••••• M••••••• L••left Oct 26, 2021, registered Sep 30, 2021 (-26 days) · Wirehouse to affiliated broker-dealer or bank
- J••••• D•••• B••••••• left R•• C•••••• M••••••• L•• for R••••••••• C•••••• M••••••••• (registered 2026-01-09)Jan 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address