DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nassif Dow

Citigroup Global Markets Inc.BD affiliatedLos Angeles, Ca dual registrantIAPD 5452645

Feed of 09/15/2026

Also filed as Nassif Elias Dow

At current firm

1 y

since Jul 9, 2025

In the industry

18 y

since Feb 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citigroup Global Markets Inc. BD affiliated current
since Jul 9, 2025 · Miami, Fl
U.S. Bancorp Advisors, LLC BD affiliated
Feb 6, 2025 to Jun 24, 2025 · Thousand Oaks, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 2, 2021 to Feb 11, 2025 · Encino, Ca
Wells Fargo Advisors wirehouse
Jun 15, 2020 to Aug 4, 2021 · St. Louis, Mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 30, 2010 to Mar 13, 2020 · Pennington, Nj
Robert W. Baird & Co. Incorporated mixed wealth
Mar 22, 2010 to Jun 25, 2010 · Philadelphia, Pa
Edward Jones national BD
Feb 26, 2008 to Feb 6, 2009 · Broomall, Pa

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Advisors, LLC to Citigroup Global Markets Inc.
left Jun 24, 2025, registered Jul 9, 2025 (15 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Advisors, LLC
left Feb 11, 2025, registered Feb 6, 2025 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 4, 2021, registered Aug 2, 2021 (-2 days) · Wirehouse to wirehouse · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Mar 13, 2020, registered Jun 15, 2020 (94 days) · Wirehouse to wirehouse · moved with a team
Robert W. Baird & Co. Incorporated to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 25, 2010, registered Jun 30, 2010 (5 days) · Other
Edward Jones to Robert W. Baird & Co. Incorporated
left Feb 6, 2009, registered Mar 22, 2010 (409 days) · Other

Signals

Nassif Dow left U.S. Bancorp Advisors, Llc for Citigroup Global Markets Inc. (registered 2025-07-09)
Jun 24, 2025 · Advisor changed firm · fact
Nassif Dow left Merrill Lynch, Pierce, Fenner & Smith Incorporated for U.S. Bancorp Advisors, Llc (registered 2025-02-06)
Feb 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address