DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

J••••• M• W•••••••

E••••• J••••national BDNorth Richland Hills, Txdual registrantIAPD 5452863

Feed of 09/14/2026

Also filed as J••••• W•••••••

At current firm

0 y

since Apr 10, 2026

In the industry

18 y

since Jan 17, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Apr 10, 2026 · North Richland Hills, Tx
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 24, 2026 · Trophy Club, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 31, 2025 · Boston, Ma
S•••••••• A••••••• L•• national BD
May 26, 2011 to Jul 13, 2018 · Westlake, Tx
E••••• J•••• national BD
Feb 8, 2008 to Aug 19, 2010 · Roanoke, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to E••••• J••••
left Apr 24, 2026, registered Apr 10, 2026 (-14 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
E••••• J•••• to S•••••••• A••••••• L••
left Aug 19, 2010, registered May 26, 2011 (280 days) · Affiliated broker-dealer or bank to another

Signals

J••••• M• W••••••• left S•••••••• A••••••• L•• for E••••• J•••• (registered 2026-04-10)
Apr 24, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address