RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• S••• E•••••••••
- C•••••• independent RIA currentsince May 4, 2026 · Seattle, Wa
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 24, 2026 · Kenmore, Wa
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 30, 2020 to Mar 31, 2025 · Bellevue, Wa
- C•••••• S••••• • C••• I••• national BDJun 24, 2019 to Oct 29, 2019 · Sacramento, Ca
- D••••••••• F•••••••• S••••••• independent RIAOct 3, 2015 to Jul 10, 2017 · Seattle, Wa
- E•••••••• W••••• M••••••••• independent RIAOct 2, 2015 to Jul 10, 2017 · Seattle, Wa
- S•••••••• A••••••• L•• to C••••••left Apr 24, 2026, registered May 4, 2026 (10 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 29, 2019, registered Jan 30, 2020 (93 days) · Affiliated broker-dealer or bank to another
- E•••••••• W••••• M••••••••• to D••••••••• F•••••••• S•••••••left Jul 10, 2017, registered Oct 3, 2015 (-646 days) · Other
- D••••••••• F•••••••• S••••••• to C•••••• S••••• • C••• I•••left Jul 10, 2017, registered Jun 24, 2019 (714 days) · Other
- A•••••• S••• E••••••••• left S•••••••• A••••••• L•• for Corient (registered 2026-05-04)Apr 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address