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Registered advisor
B•••• D•••••• S•••
Feed of 09/14/2026
Also filed as B•••• D S•••
At current firm
4 y
since Jul 18, 2022
In the industry
18 y
since Jan 17, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 18, 2022 · Bakersfield, Ca
- P•••••••• S••••••••• I••• BD affiliatedFeb 19, 2014 to Jul 21, 2022 · Bakersfield, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2011 to Feb 18, 2014 · Bakersfield, Ca
- E••••• J•••• national BDJun 15, 2009 to Dec 1, 2010 · St Louis, Mo
- U•• F•••••••• S••••••• I••• wirehouseJan 18, 2008 to May 13, 2009 · Bakersfield, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 21, 2022, registered Jul 18, 2022 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• S••••••••• I•••left Feb 18, 2014, registered Feb 19, 2014 (1 days) · Other
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 1, 2010, registered Jan 11, 2011 (41 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to E••••• J••••left May 13, 2009, registered Jun 15, 2009 (33 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- B•••• D•••••• S••• left P•••••••• S••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-07-18)Jul 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address