RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• G••••
- N•••••••• F•••••••• A••••••• L•• independent RIA currentsince Oct 7, 2015 · Herndon, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 24, 2011 to Aug 21, 2015 · Sterling, Va
- I••••••••• P••••••••• I••• formerSep 3, 2009 to Dec 31, 2010 · San Antonio, Tx
- S•••• W••••• M••••••••• L•• BD affiliatedOct 20, 2008 to Apr 2, 2009 · Mclean, Va
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 2, 2008 to Sep 2, 2008 · Chantilly, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to N•••••••• F•••••••• A••••••• L••left Aug 21, 2015, registered Oct 7, 2015 (47 days) · Other
- I••••••••• P••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2010, registered Feb 24, 2011 (55 days) · Other
- S•••• W••••• M••••••••• L•• to I••••••••• P••••••••• I•••left Apr 2, 2009, registered Sep 3, 2009 (154 days) · Other
- T••••••• I••••••••• M••••••••• I••• to S•••• W••••• M••••••••• L••left Sep 2, 2008, registered Oct 20, 2008 (48 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address