RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• G••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 5, 2025 · Palo Alto, Ca
- M•••••• A•••••• N•••••• BD affiliatedJul 18, 2017 to Nov 11, 2025 · Palo Alto, Ca
- P•• A••••••• independent RIAMay 22, 2015 to Oct 11, 2017 · Stanford, Ca
- L•• F•••••••• L•• BD affiliatedJun 23, 2014 to Oct 6, 2020 · Palo Alto, Ca
- C••• F•••••••• S•••••••• L••• formerNov 30, 2010 to Jun 30, 2014 · Campbell, Ca
- L•• F•••••••• L•• BD affiliatedAug 5, 2009 to Nov 17, 2010 · San Jose, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 25, 2008 to Mar 26, 2009 · San Francisco, Ca
- M•••••• A•••••• N•••••• to W•••• F•••• A•••••••left Nov 11, 2025, registered Nov 5, 2025 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- L•• F•••••••• L•• to P•• A•••••••left Oct 6, 2020, registered May 22, 2015 (-1964 days) · Other
- P•• A••••••• to M•••••• A•••••• N••••••left Oct 11, 2017, registered Jul 18, 2017 (-85 days) · Other · moved with a team
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Jun 30, 2014, registered Jun 23, 2014 (-7 days) · Other
- L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••left Nov 17, 2010, registered Nov 30, 2010 (13 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 26, 2009, registered Aug 5, 2009 (132 days) · Other
- H••••• G•••• left M•••••• A•••••• N•••••• for W•••• F•••• A••••••• (registered 2025-11-05)Nov 11, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address