RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• A•••••••• M•••••••
- F••• W••••••••• I••••••••• A••••••• I•• institutional currentsince Jun 3, 2025 · Cincinnati, Oh
- T••••••••• A••••••• I•• asset managerJan 10, 2019 to May 21, 2025 · Cincinnati, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedDec 5, 2013 to Jun 27, 2016 · Cincinnati, Oh
- S•••••••• A••••••• L•• national BDDec 16, 2009 to Dec 21, 2012 · Covington, Ky
- T••••••••• A••••••• I•• to F••• W••••••••• I••••••••• A••••••• I••left May 21, 2025, registered Jun 3, 2025 (13 days) · channel change inside one enterprise, not a move
- F•••• T•••• S••••••••• I••• to T••••••••• A••••••• I••left Jun 27, 2016, registered Jan 10, 2019 (927 days) · Other
- S•••••••• A••••••• L•• to F•••• T•••• S••••••••• I•••left Dec 21, 2012, registered Dec 5, 2013 (349 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address