S•••• L•••••• S•••••••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Nov 6, 2018 · Hunt Valley, Md
• E•••• S••••••••• L•• BD affiliated
  Oct 30, 2017 to Aug 9, 2018 · Timonium, Md
• P•• W••••• M••••••••• BD affiliated
  Jan 28, 2014 to Oct 10, 2017 · Towson, Md
• M•• F•••••••• S•••••••• I••• former
  Jun 5, 2012 to Jan 21, 2014 · Elkridge, Md

• E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
  left Aug 9, 2018, registered Nov 6, 2018 (89 days) · Affiliated broker-dealer or bank to another
• P•• W••••• M••••••••• to E•••• S••••••••• L••
  left Oct 10, 2017, registered Oct 30, 2017 (20 days) · Other
• M•• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••
  left Jan 21, 2014, registered Jan 28, 2014 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address