RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G•••••• H•••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Indianapolis, In
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Oct 27, 2022 · Zionsville, In
- J••• M••••• S••••••••• L•• wirehouseJul 27, 2022 to Oct 20, 2022 · Indianapolis, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 1, 2019 to Jul 13, 2022 · Fishers, In
- C•••••• S••••• • C••• I••• national BDMay 19, 2015 to Oct 29, 2019 · Fishers (Indianapolis), In
- J••• M••••• S••••••••• L•• to H••••••••• F•••••••• A•••••••left Oct 20, 2022, registered Oct 27, 2022 (7 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jul 13, 2022, registered Jul 27, 2022 (14 days) · Wirehouse to wirehouse
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 29, 2019, registered Nov 1, 2019 (3 days) · Affiliated broker-dealer or bank to wirehouse
- J•••• G•••••• H••• left J••• M••••• S••••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2022-10-27)Oct 20, 2022 · Advisor changed firm · fact
- J•••• G•••••• H••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-07-27)Jul 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address