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Registered advisor
J••••• R••••• G•••
Feed of 09/14/2026
Also filed as J••••• R G•••
At current firm
2 y
since Jan 23, 2024
In the industry
18 y
since Feb 8, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 23, 2024 · Decatur, Al
- E••••• J•••• national BDApr 13, 2015 to Jan 22, 2024 · Florence, Al
- F•••• A••••••• N•••••••• L•• independent RIAJul 16, 2014 to Apr 2, 2015 · Florence, Al
- E••••• J•••• national BDNov 14, 2011 to Dec 10, 2013 · Florence, Al
- E••••• J•••• national BDFeb 12, 2008 to Dec 17, 2009 · Florence, Al
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left Jan 22, 2024, registered Jan 23, 2024 (1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F•••• A••••••• N•••••••• L•• to E••••• J••••left Apr 2, 2015, registered Apr 13, 2015 (11 days) · Other
- E••••• J•••• to F•••• A••••••• N•••••••• L••left Dec 10, 2013, registered Jul 16, 2014 (218 days) · Other
Signals
- J••••• R••••• G••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2024-01-23)Jan 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address