DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• F•••••••••

C••••••• S••••••••• I•••BD affiliatedBoston, Ma dual registrantIAPD 5462584

Feed of 09/15/2026

Also filed as Daniel Patrick Fitzmaurice

At current firm

4 y

since Jul 12, 2022

In the industry

28 y

since Sep 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Jul 12, 2022 · Boston, Ma
S•••••••• S••••••••• BD affiliated
May 15, 2017 to Jun 30, 2022 · Lexington, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 24, 2014 to May 11, 2017 · Malden, Ma
M••••• S•••••• wirehouse
Jan 31, 2011 to Sep 15, 2014 · Waltham, Ma

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to C••••••• S••••••••• I•••
left Jun 30, 2022, registered Jul 12, 2022 (12 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••
left May 11, 2017, registered May 15, 2017 (4 days) · Other
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 15, 2014, registered Dec 24, 2014 (100 days) · Wirehouse to wirehouse

Signals

D••••• F••••••••• left S•••••••• S••••••••• for C••••••• S••••••••• I••• (registered 2022-07-12)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address