DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Amir De La Vega

MML Investors Services, LLCBD affiliatedSandy, Ut dual registrantIAPD 5465728

Feed of 09/15/2026

Also filed as Amir Khan De La Vega

At current firm

0 y

since Aug 25, 2026

In the industry

18 y

since Mar 3, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Aug 25, 2026 · Sandy, Ut
Strategic Advisers LLC national BD
Mar 31, 2025 to Aug 24, 2026 · Sandy, Ut
Fidelity Personal And Workplace Advisors former
Apr 19, 2024 to Mar 31, 2025 · Salt Lake City, Ut
Morgan Stanley wirehouse
Jan 10, 2023 to Mar 7, 2024 · Sandy, Ut
E*Trade Capital Management, LLC former
Oct 12, 2010 to Sep 5, 2023 · Arlington, Va
Equitable Advisors, LLC national BD
Mar 5, 2008 to Jul 30, 2008 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to MML Investors Services, LLC
left Aug 24, 2026, registered Aug 25, 2026 (1 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Morgan Stanley to Fidelity Personal And Workplace Advisors
left Mar 7, 2024, registered Apr 19, 2024 (43 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E*Trade Capital Management, LLC to Morgan Stanley
left Sep 5, 2023, registered Jan 10, 2023 (-238 days) · corporate re-registration, not a move
Equitable Advisors, LLC to E*Trade Capital Management, LLC
left Jul 30, 2008, registered Oct 12, 2010 (804 days) · Other

Signals

Amir De La Vega added a TX registration at Mml Investors Services, Llc
Sep 14, 2026 · New state registration · fact
Amir De La Vega added a UT registration at Mml Investors Services, Llc
Aug 25, 2026 · New state registration · fact
Amir De La Vega left Strategic Advisers Llc for Mml Investors Services, Llc (registered 2026-08-25)
Aug 24, 2026 · Advisor changed firm · fact
Amir De La Vega left Morgan Stanley for Fidelity Personal And Workplace Advisors (registered 2024-04-19)
Mar 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address