RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• P•••• M••••
- O•••• W•••••• I••• BD affiliated currentsince May 1, 2026 · Greensboro, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 16, 2021 to Aug 13, 2025 · Greensboro, Nc
- W•••• F•••• A••••••• wirehouseOct 8, 2013 to Apr 22, 2021 · Greensboro, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• W•••••• I•••left Aug 13, 2025, registered May 1, 2026 (261 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 22, 2021, registered Apr 16, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- D••• P•••• M•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for O•••• W•••••• I••• (registered 2026-05-01)Aug 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address