DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• D•••••••

R•••••••• A•••• M•••••••••BD affiliatedMenlo Park, Ca IA-onlyIAPD 5467271

Feed of 09/14/2026

Also filed as K••• Lonnie D•••••••

At current firm

0 y

since Feb 11, 2026

In the industry

18 y

since Feb 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••••• A•••• M••••••••• BD affiliated current
since Feb 11, 2026 · Menlo Park, Ca
L•• F•••••••• L•• BD affiliated
Nov 4, 2024 to Sep 18, 2025 · San Diego, Ca
L•• E••••••••• L•• BD affiliated
Aug 28, 2024 to Nov 20, 2024 · Argyle, Tx
C•••••• S••••• • C••• I••• national BD
Feb 2, 2022 to Jan 10, 2024 · Westlake, Tx
L•• F•••••••• L•• BD affiliated
Jul 26, 2021 to Dec 13, 2021 · Sun City West, Az
M• H••••••• S••••••••• I••• BD affiliated
Jun 20, 2011 to Sep 17, 2020 · Portland, Or
E••••• J•••• national BD
Mar 13, 2008 to Jun 24, 2009 · Beaverton, Or

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to R•••••••• A•••• M•••••••••
left Sep 18, 2025, registered Feb 11, 2026 (146 days) · Affiliated broker-dealer or bank to independent RIA
L•• E••••••••• L•• to L•• F•••••••• L••
left Nov 20, 2024, registered Nov 4, 2024 (-16 days) · Other
C•••••• S••••• • C••• I••• to L•• E••••••••• L••
left Jan 10, 2024, registered Aug 28, 2024 (231 days) · Affiliated broker-dealer or bank to a newly registered adviser
L•• F•••••••• L•• to C•••••• S••••• • C••• I•••
left Dec 13, 2021, registered Feb 2, 2022 (51 days) · Affiliated broker-dealer or bank to another
M• H••••••• S••••••••• I••• to L•• F•••••••• L••
left Sep 17, 2020, registered Jul 26, 2021 (312 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to M• H••••••• S••••••••• I•••
left Jun 24, 2009, registered Jun 20, 2011 (726 days) · Other

Signals

K••• D••••••• left L•• F•••••••• L•• for R•••••••• A•••• M••••••••• (registered 2026-02-11)
Sep 18, 2025 · Advisor changed firm · fact
K••• D••••••• left L•• E••••••••• L•• for L•• F•••••••• L•• (registered 2024-11-04)
Nov 20, 2024 · Advisor changed firm · fact
K••• D••••••• left C•••••• S••••• • C••• I••• for L•• E••••••••• L•• (registered 2024-08-28)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address