DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Laura E Ennis
Feed of 09/14/2026
Also filed as Laura E Ennis
At current firm
2 y
since Sep 6, 2024
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Associates, Inc. asset manager currentsince Sep 6, 2024 · Dallas, Tx
- Fidelity Institutional Wealth Adviser LLC mixed wealthFeb 13, 2024 to Jul 16, 2024 · Dallas, Tx
- Fidelity Personal And Workplace Advisors formerApr 15, 2020 to Jan 9, 2024 · Westlake, Tx
- LPL Financial LLC BD affiliatedSep 28, 2018 to May 6, 2019 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Institutional Wealth Adviser LLC to T. Rowe Price Associates, Inc.left Jul 16, 2024, registered Sep 6, 2024 (52 days) · Other
- Fidelity Personal And Workplace Advisors to Fidelity Institutional Wealth Adviser LLCleft Jan 9, 2024, registered Feb 13, 2024 (35 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Fidelity Personal And Workplace Advisorsleft May 6, 2019, registered Apr 15, 2020 (345 days) · RIA to affiliated broker-dealer or bank
Signals
- Laura E Ennis left Fidelity Institutional Wealth Adviser Llc for T. Rowe Price Associates, Inc. (registered 2024-09-06)Jul 16, 2024 · Advisor changed firm · fact
- Laura E Ennis left Fidelity Personal And Workplace Advisors for Fidelity Institutional Wealth Adviser Llc (registered 2024-02-13)Jan 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address